Personnel Hong Kong SFC License Details (ID 2620187)

Personnel Hong Kong SFC License Details (ID 2620187)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Rich & Fortune Assets Management Co., Limited	RO	Asset management	2022-09-22	-
HONGKONG RICH &AMP; FORTUNE SECURITIES CO., LIMITED	RO	Advising on securities	2021-09-20	-
	RO	Dealing in securities	2021-09-20	-
	Rep	Advising on securities	2020-09-22	2021-09-20
	Rep	Dealing in securities	2019-02-04	2021-09-20
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2018-11-23	2019-01-03
ACU ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-05-15	2018-11-05
CPLUS SECURITIES LIMITED	Rep	Advising on securities	2016-08-16	2018-11-05
	Rep	Dealing in securities	2016-08-16	2018-11-05