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Personnel Hong Kong SFC License Details (ID 2620716)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AXIOM INVESTMENT MANAGEMENT LIMITED
Rep
Advising on securities
2018-09-21
2022-06-01
oOo Securities (HK) Group Limited
Rep
Dealing in securities
2016-08-17
2017-01-06