Personnel Hong Kong SFC License Details (ID 2620719)

Personnel Hong Kong SFC License Details (ID 2620719)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
E20 Capital Limited	Rep	Advising on securities	2026-06-29	-
	Rep	Asset management	2026-06-29	-
Anatole Investment Management Limited	Rep	Asset management	2021-12-28	2026-06-01
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2020-11-12	2021-11-19
	Rep	Dealing in futures contracts	2020-10-19	2021-11-19
	Rep	Dealing in securities	2020-10-19	2021-11-19
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2019-01-18	2020-10-05
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-01-18	2020-10-05
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-08-17	2019-01-01
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2016-08-17	2019-01-01