Law, Siu Cheong 羅肇昌 Hong Kong SFC License Details (ID 2620725)

Law, Siu Cheong 羅肇昌 Hong Kong SFC License Details (ID 2620725)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NFH Securities and Futures Limited	RO	Dealing in securities	2023-04-13	2024-06-20
PRIME HARVEST CAPITAL LIMITED	RO	Advising on securities	2023-04-13	-
	RO	Asset management	2021-04-20	-
NFH Securities and Futures Limited	Rep	Dealing in securities	2017-08-02	2023-04-13
	Rep	Dealing in futures contracts	2017-08-02	2024-06-20
	Rep	Advising on futures contracts	2017-08-02	2025-04-07
PRIME HARVEST CAPITAL LIMITED	Rep	Asset management	2017-08-02	2021-04-20
	Rep	Advising on securities	2017-08-02	2023-04-13
TFI Securities and Futures Limited	Rep	Dealing in futures contracts	2016-08-29	2017-06-12
	Rep	Dealing in securities	2016-08-17	2017-06-12