Personnel Hong Kong SFC License Details (ID 2621362)

Personnel Hong Kong SFC License Details (ID 2621362)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2024-10-24	-
	Rep	Dealing in securities	2024-10-24	-
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2021-11-24	2022-10-21
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-11-24	2022-10-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2018-12-05	2021-09-22
	Rep	Advising on corporate finance	2018-11-22	2021-09-22
Changjiang Corporate Finance (HK) Limited	Rep	Advising on corporate finance	2016-08-18	2018-11-02