| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-05 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2019-10-09 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-02-19 | 2019-09-21 |
| Rep | Dealing in securities | 2018-11-26 | 2019-09-21 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2018-07-27 |
| Rep | Dealing in securities | 2016-08-19 | 2017-10-02 |
No HKMA registrations in the collected records.