Personnel SFC Licences and HKMA Registrations (ID 26225977)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2025-09-02	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2021-12-17	2025-04-28
Macquarie Markets Trading Limited	Rep	Dealing in securities	2021-02-22	2021-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.