Personnel Hong Kong SFC License Details (ID 26226122)

Personnel Hong Kong SFC License Details (ID 26226122)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2025-04-09	2026-05-29
	Rep	Asset management	2025-04-09	2026-05-29
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-02-17	2024-09-05
	Rep	Advising on securities	2021-02-17	2024-09-05
	Rep	Dealing in securities	2021-02-17	2024-09-05
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-02-17	2024-02-19
	Rep	Advising on securities	2021-02-17	2024-02-19
	Rep	Dealing in securities	2021-02-17	2024-02-19