Personnel Hong Kong SFC License Details (ID 26226759)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BCT Financial Limited	Rep	Advising on securities	2025-11-21	-
	Rep	Dealing in securities	2025-11-21	-
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2022-07-19	2025-10-31
	Rep	Dealing in securities	2022-07-19	2025-10-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-02-22	2022-06-02
	Rep	Dealing in securities	2021-02-22	2022-06-02