Personnel SFC Licences and HKMA Registrations (ID 26227224)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Asset Management Limited	Rep	Dealing in securities	2024-08-06	-
CNCB (Hong Kong) Capital Limited	Rep	Dealing in securities	2024-01-15	2024-07-13
Sky Seal Global Limited	Rep	Advising on securities	2021-03-01	2021-03-19
	Rep	Asset management	2021-03-01	2021-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.