Personnel SFC Licences and HKMA Registrations (ID 26227416)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2025-09-19	-
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2024-10-28	-
	RO	Dealing in securities	2024-10-28	-
	Rep	Advising on securities	2021-03-02	2024-10-28
	Rep	Dealing in securities	2021-03-02	2024-10-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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