Personnel Hong Kong SFC License Details (ID 2623245)

Personnel Hong Kong SFC License Details (ID 2623245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greater Bay Area Development Fund Management Limited	RO	Advising on securities	2022-10-20	-
	RO	Asset management	2022-10-20	-
	RO	Dealing in securities	2022-10-20	-
	Rep	Advising on securities	2022-08-30	2022-10-20
	Rep	Asset management	2022-08-30	2022-10-20
	Rep	Dealing in securities	2022-08-30	2022-10-20
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-08-23	2019-02-15
	Rep	Advising on securities	2016-08-23	2019-02-15
	Rep	Dealing in securities	2016-08-23	2019-02-15