Personnel Hong Kong SFC License Details (ID 2623264)

Personnel Hong Kong SFC License Details (ID 2623264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-08-24	2018-09-04
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-08-24	2018-09-04
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-08-18	2017-08-28
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-08-18	2017-08-28
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-12-09	2016-12-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-12-09	2016-12-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-08-23	2016-08-29
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-08-23	2016-08-29