Personnel SFC Licences and HKMA Registrations (ID 2623286)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LONGREACH GROUP LIMITED, THE	Rep	Advising on securities	2018-09-06	-
	Rep	Asset management	2018-09-06	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2016-08-24	2018-06-15
	Rep	Dealing in securities	2016-08-24	2018-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.