Personnel SFC Licences and HKMA Registrations (ID 2623290)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-02-26	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2025-02-26	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-01-03	2024-09-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2019-01-03	2024-09-16
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2016-08-24	2018-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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