Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AlpInvest Partners Limited	RO	Advising on securities	2024-05-14	-
	RO	Dealing in securities	2019-01-02	2020-04-01
Neuberger Berman Asia Limited	Rep	Advising on securities	2016-08-24	2018-08-20
	Rep	Asset management	2016-08-24	2018-08-20
	Rep	Dealing in securities	2016-08-24	2018-08-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AlpInvest Partners Limited	RO	Advising on securities	2024-05-14	-
	RO	Dealing in securities	2019-01-02	2020-04-01
Neuberger Berman Asia Limited	Rep	Advising on securities	2016-08-24	2018-08-20
	Rep	Asset management	2016-08-24	2018-08-20
	Rep	Dealing in securities	2016-08-24	2018-08-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.