Personnel Hong Kong SFC License Details (ID 2623310)

Personnel Hong Kong SFC License Details (ID 2623310)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-08-09	2026-08-31
CMB International Securities Limited	Rep	Advising on securities	2022-08-09	2026-08-31
	Rep	Dealing in securities	2022-08-09	2026-08-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-12-13	2022-07-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-12-13	2022-07-15
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2016-08-24	2017-12-04