| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2020-09-21 | 2022-06-07 |
| Rep | Advising on securities | 2020-09-21 | 2022-06-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2020-09-21 | - |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-09-10 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-09-10 | - |
| Rep | Dealing in securities | 2020-09-10 | - | |
| Merrill Lynch Far East Limited | Rep | Providing automated trading services | 2018-05-03 | 2018-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-08-29 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-08-29 | 2020-06-03 |
| Rep | Dealing in securities | 2016-08-29 | 2020-06-03 |
No HKMA registrations in the collected records.