Personnel Hong Kong SFC License Details (ID 2625685)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2017-12-22	2019-02-28
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-08-29	2017-09-14
	Rep	Advising on securities	2016-08-29	2017-09-14
	Rep	Dealing in securities	2016-08-29	2017-09-14