Personnel Hong Kong SFC License Details (ID 2625687)

Personnel Hong Kong SFC License Details (ID 2625687)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-07-16	-
	Rep	Dealing in securities	2021-07-16	-
LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2017-06-12	2021-05-29
	Rep	Advising on securities	2017-06-12	2021-05-29
	Rep	Dealing in securities	2017-06-12	2021-05-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-08-29	2017-03-31
	Rep	Advising on securities	2016-08-29	2017-03-31
	Rep	Dealing in securities	2016-08-29	2017-03-31