Personnel SFC Licences and HKMA Registrations (ID 2626226)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2019-05-16	-
	Rep	Asset management	2019-05-16	-
	Rep	Dealing in securities	2019-05-16	-
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2016-08-30	2019-04-28
	Rep	Asset management	2016-08-30	2019-04-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.