Personnel Hong Kong SFC License Details (ID 2626227)

Personnel Hong Kong SFC License Details (ID 2626227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2022-07-26	-
	Rep	Advising on securities	2022-07-26	-
	Rep	Dealing in securities	2022-07-26	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-12-29	2022-07-08
	Rep	Dealing in securities	2021-12-29	2022-07-08
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2021-09-02	2022-07-08
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2020-03-17	2021-08-13
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2016-08-30	2019-04-30