| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2026-04-20 | - |
| Rep | Asset management | 2023-07-31 | - | |
| Rep | Dealing in securities | 2023-07-31 | - | |
| NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2021-10-18 | 2023-03-06 |
| Rep | Dealing in securities | 2021-10-18 | 2023-03-06 | |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2021-07-09 | 2021-10-08 |
| Rep | Dealing in securities | 2021-05-28 | 2021-10-08 | |
| PC SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-14 | 2021-05-11 |
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-11-19 | 2018-12-17 |
| Topaz Financial Group Limited | Rep | Dealing in securities | 2018-11-19 | 2018-12-17 |
| Lion Global Financial Limited | Rep | Asset management | 2018-08-31 | 2018-10-31 |
| Rep | Dealing in securities | 2018-08-31 | 2018-10-31 | |
| Hao Tian Asset Management Limited | Rep | Asset management | 2018-03-27 | 2018-04-19 |
| Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-03-27 | 2018-04-19 |
| Bright Fund Management Limited | Rep | Asset management | 2017-04-24 | 2018-03-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-08-30 | 2018-03-15 |
No HKMA registrations in the collected records.