| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2023-06-13 | - |
| Rep | Dealing in securities | 2023-06-13 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-13 | - |
| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2020-08-19 | 2023-05-03 |
| Rep | Dealing in futures contracts | 2020-08-19 | 2023-05-03 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-09-21 | 2019-12-11 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-09-01 | 2019-12-11 |
No HKMA registrations in the collected records.