Personnel Hong Kong SFC License Details (ID 2627452)

Personnel Hong Kong SFC License Details (ID 2627452)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-05-27	2026-07-31
	Rep	Dealing in securities	2024-05-27	2026-07-31
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2024-05-27	2026-07-31
	Rep	Dealing in securities	2024-05-27	2026-07-31
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2022-02-08	2024-05-19
	Rep	Dealing in futures contracts	2022-02-08	2024-05-19
	Rep	Dealing in securities	2022-01-11	2024-05-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-02-19	2021-07-23
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-09-01	2020-12-31