Personnel Hong Kong SFC License Details (ID 2627457)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2026-03-03	-
	Rep	Advising on securities	2019-04-11	2019-04-18
	Rep	Advising on securities	2018-11-20	2018-11-24
	Rep	Advising on securities	2018-08-16	2018-08-24
	Rep	Advising on securities	2018-03-09	2018-03-17
	Rep	Advising on securities	2017-04-06	2017-04-12
	Rep	Advising on securities	2016-09-01	2016-09-07