Personnel Hong Kong SFC License Details (ID 2628231)

Personnel Hong Kong SFC License Details (ID 2628231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2026-03-09	-
	Rep	Dealing in futures contracts	2026-03-09	-
	Rep	Dealing in securities	2025-09-01	-
	Rep	Dealing in securities	2024-06-11	2025-08-31
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2020-06-08	2024-05-24
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-06-08	2024-05-24
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-09-02	2020-05-27
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-09-02	2020-05-27