Personnel SFC Licences and HKMA Registrations (ID 2628233)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-07-06	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-07-06	-
	Rep	Dealing in securities	2020-07-06	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2016-09-02	2019-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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