Personnel SFC Licences and HKMA Registrations (ID 2628806)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-03-09	-
	Rep	Dealing in securities	2026-03-09	-
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2024-11-28	2025-11-10
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2022-10-24	2025-11-10
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2022-08-29	2022-10-17
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2018-03-22	2022-08-13
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2016-09-05	2018-03-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.