Personnel Hong Kong SFC License Details (ID 2628820)

Personnel Hong Kong SFC License Details (ID 2628820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2022-07-27	-
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2022-07-27	-
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-11-27	2022-03-21
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-11-27	2022-03-21
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2017-11-07
	Rep	Dealing in securities	2016-09-05	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-09-05	2017-11-07