Cai, Shuting 蔡舒婷

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2022-12-12	-
	Rep	Asset management	2022-12-12	-
	Rep	Dealing in securities	2022-12-12	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-09-06	2019-03-30
	Rep	Advising on securities	2016-09-06	2019-03-30
	Rep	Dealing in securities	2016-09-06	2019-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2022-12-12	-
	Rep	Asset management	2022-12-12	-
	Rep	Dealing in securities	2022-12-12	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-09-06	2019-03-30
	Rep	Advising on securities	2016-09-06	2019-03-30
	Rep	Dealing in securities	2016-09-06	2019-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.