Personnel SFC Licences and HKMA Registrations (ID 2629305)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2023-12-20	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-12-20	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-09-06	2022-11-21
	Rep	Advising on securities	2016-09-06	2022-11-21
	Rep	Dealing in securities	2016-09-06	2022-11-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.