Personnel Hong Kong SFC License Details (ID 2629876)

Personnel Hong Kong SFC License Details (ID 2629876)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2025-07-04	-
	RO	Dealing in futures contracts	2025-02-26	-
	Rep	Advising on securities	2023-02-20	-
	Rep	Asset management	2023-02-20	-
	Rep	Dealing in futures contracts	2022-11-21	2025-02-26
	Rep	Dealing in securities	2022-06-13	2025-07-04
HOMILY WORLDWIDE SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-04-21	2021-11-10
	Rep	Dealing in securities	2021-04-21	2021-11-10
OnePlatform Asset Management Limited	Rep	Dealing in securities	2016-09-07	2018-05-23