Personnel Hong Kong SFC License Details (ID 2629877)

Personnel Hong Kong SFC License Details (ID 2629877)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2025-06-03	-
	Rep	Advising on securities	2025-06-03	-
	Rep	Dealing in securities	2025-06-03	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-06-17	2024-06-08
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2019-07-31	2021-04-27
	Rep	Dealing in securities	2019-07-31	2021-04-27
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-09-07	2019-06-11
	Rep	Advising on securities	2016-09-07	2019-06-11
	Rep	Dealing in securities	2016-09-07	2019-06-11