Personnel SFC Licences and HKMA Registrations (ID 2629882)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2025-07-07	-
ONTARIO TEACHERS' PENSION PLAN (ASIA) LIMITED	Rep	Advising on securities	2018-07-24	2021-05-07
	Rep	Asset management	2018-07-24	2021-05-07
	Rep	Dealing in securities	2018-07-24	2021-05-07
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2016-09-07	2018-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.