Personnel Hong Kong SFC License Details (ID 2629885)

Personnel Hong Kong SFC License Details (ID 2629885)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomad Hong Kong Management Limited	RO	Advising on securities	2026-04-27	-
	RO	Asset management	2026-04-27	-
VISION FINANCE (SECURITIES) LIMITED	Rep	Advising on securities	2019-10-03	2024-09-11
	RO	Asset management	2019-08-07	2024-09-11
Red South Investment Management Limited	Rep	Advising on securities	2018-07-05	2019-08-01
	Rep	Asset management	2018-06-21	2019-08-01
Arta Asset Management Limited	Rep	Asset management	2018-01-25	2018-06-01
GRAND PARTNERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-09-07	2018-01-02