Personnel Hong Kong SFC License Details (ID 2631678)

Personnel Hong Kong SFC License Details (ID 2631678)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VMS Securities Limited	Rep	Dealing in securities	2023-05-29	2024-11-27
VMS Asset Management Limited	Rep	Advising on securities	2022-03-08	2024-11-27
	Rep	Asset management	2021-01-28	2024-11-27
VS Capital Limited	RO	Advising on corporate finance	2019-08-15	2020-03-01
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-08-31	2019-06-25
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2016-09-12	2018-07-26
	Rep	Dealing in securities	2016-09-12	2018-07-26