Personnel Hong Kong SFC License Details (ID 2631684)

Personnel Hong Kong SFC License Details (ID 2631684)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Houlihan Lokey (China) Limited	Rep	Advising on corporate finance	2023-10-26	2024-02-20
	Rep	Advising on securities	2023-10-26	2024-02-20
	Rep	Dealing in securities	2023-10-26	2024-02-20
Morgan Stanley Asia Limited	Rep	Asset management	2018-05-02	2021-02-22
	Rep	Advising on securities	2018-04-18	2021-02-22
	Rep	Dealing in securities	2018-04-18	2021-02-22
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-09-12	2018-03-24
	Rep	Advising on securities	2016-09-12	2018-03-24
	Rep	Dealing in securities	2016-09-12	2018-03-24