Personnel Hong Kong SFC License Details (ID 2631693)

Personnel Hong Kong SFC License Details (ID 2631693)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2018-03-09	2018-03-13
	Rep	Dealing in securities	2018-03-09	2018-03-13
	Rep	Advising on securities	2017-10-30	2017-11-05
	Rep	Dealing in securities	2017-10-30	2017-11-05
	Rep	Advising on securities	2017-08-29	2017-09-04
	Rep	Dealing in securities	2017-08-29	2017-09-04
	Rep	Advising on securities	2017-03-22	2017-03-24
	Rep	Dealing in securities	2017-03-22	2017-03-24
	Rep	Advising on securities	2016-09-12	2016-09-13
	Rep	Dealing in securities	2016-09-12	2016-09-13