Personnel Hong Kong SFC License Details (ID 2632241)

Personnel Hong Kong SFC License Details (ID 2632241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2019-01-09	2021-01-31
	Rep	Dealing in futures contracts	2019-01-09	2021-01-31
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2018-02-05	2018-11-25
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2018-02-05	2018-11-25
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-09-15	2018-11-25
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-09-15	2018-11-25
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-07-31	2018-11-25
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-07-31	2018-11-25
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-09-13	2017-07-16
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-09-13	2017-07-16