Personnel SFC Licences and HKMA Registrations (ID 2632791)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2023-02-14	-
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2018-09-03	2018-12-12
	Rep	Advising on futures contracts	2018-08-06	2018-12-12
	Rep	Advising on securities	2018-08-06	2018-12-12
	Rep	Dealing in securities	2018-08-06	2018-12-12
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2016-09-14	2018-02-23
	Rep	Advising on securities	2016-09-14	2018-02-23
	Rep	Dealing in futures contracts	2016-09-14	2018-02-23
	Rep	Dealing in securities	2016-09-14	2018-02-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.