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Bazany, Rosalind Jane Hong Kong SFC License Details (ID 2634081)
Bazany, Rosalind Jane
SFC ID:
BIC636
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Rep
Advising on securities
2016-09-19
2021-06-25
Rep
Dealing in securities
2016-09-19
2021-06-25