Personnel SFC Licences and HKMA Registrations (ID 2634682)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	2026-06-15	-
	Rep	Asset management	2026-06-15	-
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2022-11-14	2025-10-31
	Rep	Asset management	2022-11-14	2025-10-31
BC Global Asset Management Limited	Rep	Asset management	2020-11-25	2022-09-29
	Rep	Advising on securities	2020-10-28	2022-09-29
	Rep	Dealing in securities	2020-10-28	2022-09-29
Quam Securities Limited	Rep	Advising on securities	2016-09-20	2020-10-09
	Rep	Dealing in futures contracts	2016-09-20	2020-10-09
	Rep	Dealing in securities	2016-09-20	2020-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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