Personnel SFC Licences and HKMA Registrations (ID 2636401)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2021-07-30	-
Avenue Family Office Limited	Rep	Advising on securities	2017-03-09	2019-03-06
	Rep	Asset management	2017-03-09	2019-03-06
	Rep	Dealing in securities	2017-03-09	2019-03-06
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2016-09-23	2019-03-06
	Rep	Asset management	2016-09-23	2019-03-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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