Personnel SFC Licences and HKMA Registrations (ID 2636427)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2023-01-31	-
	Rep	Dealing in securities	2022-06-07	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-09-22	2022-03-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.