Personnel Hong Kong SFC License Details (ID 2636445)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-06-06	2017-06-09
	Rep	Dealing in securities	2017-06-06	2017-06-09
	Rep	Dealing in futures contracts	2016-12-01	2016-12-06
	Rep	Dealing in securities	2016-12-01	2016-12-06
	Rep	Dealing in futures contracts	2016-09-23	2016-10-01
	Rep	Dealing in securities	2016-09-23	2016-10-01