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Henderson, James Alan Hong Kong SFC License Details (ID 2637094)
Henderson, James Alan
SFC ID:
BID978
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARING ASSET MANAGEMENT (ASIA) LIMITED
Rep
Advising on securities
2016-09-26
2016-10-02
Rep
Dealing in securities
2016-09-26
2016-10-02