Personnel Hong Kong SFC License Details (ID 2637096)

Personnel Hong Kong SFC License Details (ID 2637096)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NFH Securities and Futures Limited	Rep	Dealing in securities	2017-11-29	2018-11-19
NFH Corporate Finance Limited	Rep	Advising on corporate finance	2017-10-19	2018-11-19
PRIME HARVEST CAPITAL LIMITED	Rep	Advising on securities	2017-10-19	2018-11-19
GETTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-09-26	2017-09-30
	Rep	Asset management	2016-09-26	2017-09-30
GETTA SECURITIES LIMITED	Rep	Advising on securities	2016-09-26	2017-09-30
	Rep	Dealing in securities	2016-09-26	2017-09-30