Personnel Hong Kong SFC License Details (ID 2637672)

Personnel Hong Kong SFC License Details (ID 2637672)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2018-10-09	-
	Rep	Asset management	2018-10-09	-
	Rep	Dealing in securities	2018-10-09	-
	RO	Advising on securities	2018-04-12	2018-10-09
	RO	Asset management	2018-04-12	2018-10-09
	RO	Dealing in securities	2018-04-12	2018-10-09
FIL Investment Advisors	Rep	Advising on securities	2016-09-27	-
	Rep	Asset management	2016-09-27	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-09-27	2018-04-12
	Rep	Asset management	2016-09-27	2018-04-12
	Rep	Dealing in securities	2016-09-27	2018-04-12