Personnel SFC Licences and HKMA Registrations (ID 2637679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2026-10-12	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2019-05-06	2026-08-11
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2016-09-27	2018-10-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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